Description:
Key Responsibilities: Perform daily investment compliance monitoring on a pre trade and post trade basis for registered funds, pooled investment vehicles and separately managed accounts. Identify exceptions and escalate any potential issues. Research pre-trade or post trade investment compliance matters and collaborate with appropriate stakeholders (e.g., Portfolio Management, Trade Operations, or Data Operations) to resolve as needed. Bachelor s Degree and a minimum of three (3) years of rela
Feb 19, 2026;
from:
dice.com